Date: November 5, 2003 Letter on New Amex Rule Requiring Shareholder Approval of Equity Compensation Plans (pdf)
Date: October 7, 2003 Comment Letter Urging China's Regulators to Open Securities Markets to All Investors (pdf)
Date: September 30, 2003 ICI Chairman Calls for Mutual Fund Representation on NYSE Board, September 2003
Date: September 15, 2003 Comment Letter on Proposed Disclosure Regarding Director Nomination, Communication Processes (pdf)
Date: August 8, 2003 Institute Letter on Proposal Promoting Foreign Investment in U.S. Funds, August 2003
Date: August 7, 2003 Comment Letter on Barriers to Entry in Chinese Asset Management Industry, August 2003