Date: January 31, 2002 Comment Letter on Proposed Amendments to Rules Governing Use of Depositories, February 2002
Date: January 15, 2002 Comment Letter on Proposed Amendments to MSRB Qualification Requirements, January 2002
Date: January 11, 2002 Letter on Proposal to Allow Joint Ventures with Chinese Companies, January 2002
Date: January 4, 2002 Comment Letter Regarding SEC Guidance on Riskless Principal Transactions, January 2002