Date: June 30, 2009 Institute Letter Seeks Clarification of Tax Reporting Obligations by Business Trusts to Massachusetts (pdf)
Date: June 29, 2009 Institute Files Comment Letter on FINRA's Proposed Revisions to the NASD's Suitability and "Know Your Customer" Rules (pdf)
Date: June 29, 2009 Institute Comment Letter on Proposed FINRA Rules Recommends That FINRA Withdraw Recent Notice on ETF Suitability (pdf)
Date: June 16, 2009 ICI Comment Letter on CFTC's Concept Release on Whether to Eliminate the Bona Fide Hedge Exemption for Swap Dealers
Date: June 10, 2009 ICI Comments on FINRA Proposal to Require Members to Send Account Statements Monthly Rather Than Quarterly
Date: June 8, 2009 ICI Comment Letter on FinCEN's Proposed Rules and Guidance on Suspicious Activity Reporting (pdf)
Date: June 4, 2009 ICI Comment Letter on FINRA Notice to Members on Reporting of Personal Securities Transactions