Date: July 3, 2013 Comment Letter to SEC in Response to RFI on Possible Fiduciary Duty for Broker-Dealers and IA-BD Harmonization (pdf)
Date: June 28, 2013 ICI and ICI Global Comment Letter on Basel Proposed Supervisory Framework for Measuring and Controlling Large Exposures (pdf)
Date: June 20, 2013 Additional ICI Comment Letter on NYSE Proposal Regarding Proxy Distribution Fees (pdf)
Date: June 19, 2013 ICI Requests Extended Deadline for Comments on DOL Lifetime Income Illustration Proposal (pdf)
Date: May 17, 2013 ICI Letter to Korean Ministry of Strategy and Finance Regarding Treaty Eligibility Questions for U.S. Funds (pdf)
Date: May 15, 2013 ICI Comments on FASB Recognition and Measurement of Financial Instruments Proposal (pdf)
Date: May 10, 2013 ICI and ICI Global Comment on ASIC's Consultation on Dark Liquidity and High-Frequency Trading (pdf)