Date: November 20, 2018 ICI Files Comment Letter with SEC on Proposals Regarding Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants (pdf)
Date: November 12, 2018 IDC Letter on Board Role in Proxy Voting, Ahead of SEC's Proxy Process Roundtable (pdf)
Date: November 9, 2018 ICI Comment Letter to New Jersey Bureau of Securities on Notice of Pre-Proposal on Fiduciary Duty Rules (pdf)
Date: October 31, 2018 ICI Comment Letter on Processing Fees Charged by Intermediaries for Distributing Materials Other Than Proxy Materials to Fund Investors (pdf)
Date: October 26, 2018 ICI and Other Trade Associations Request that SEC Re-Propose and Extend Comment Deadline of Security-Based Swaps Release (pdf)
Date: October 24, 2018 ICI Comment Letter on SEC's Request for Comment on Fund Retail Investor Experience and Disclosure (pdf)