Date: November 12, 2008 ICI Letter to Employee Benefits Security Administration on Relief Requested from Form 5500 for 403(b) Plans
Date: October 1, 2008 ICI Comments to SEC Guidance with Respect to Investment Adviser Portfolio Trading Practices
Date: September 11, 2008 ICI Comment Letter on SEC Proposal to Modify Rules Allowing Foreign Broker-Dealers to Access U.S. Investors (pdf)
Date: September 10, 2008 ICI Comment Letter on SEC Proposal to Clarify the Status of Certain Indexed Annuities Under the Federal Securities Laws (pdf)
Date: September 8, 2008 Appendix: ICI Comment Letter Appendix to DOL on Participant Fee Disclosure Proposal
Date: September 5, 2008 ICI Comment Letter on SEC Proposal to Remove NRSRO Ratings from Rule 2a-7 (pdf)