Date: December 7, 2011 Institute Comment Letter on FINRA's Proposed Amendments to Advertising Rules (pdf)
Date: November 7, 2011 ICI Files Comment Letter on SEC Notice of Proposed Rulemaking on Treatment of Asset-Backed Issuers (pdf)
Date: November 7, 2011 ICI Comment Letter on SEC's Concept Release on Funds' Use of Derivatives (pdf)
Date: October 3, 2011 ICI Letter on ESMA Consultation on Guidelines for Systems and Controls in a Highly Automated Trading Environment (pdf)
Date: September 30, 2011 ICI Letter on ESMA's Policy Orientations on Guidelines for UCITS ETFs and Structured UCITS (pdf)
Date: September 30, 2011 ICI Comment Letter on PCAOB Concept Release on Changes to Auditor's Reporting Model (pdf)