Date: June 18, 2007 Institute Comment Letter on Amendments to SEC's Financial Responsibility Rules for Broker-Dealers (pdf)
Date: June 15, 2007 ICI Comment Letter on the European Commission's Consultation on Proposed Adjustments to the UCITS Directive (pdf)
Date: June 14, 2007 Institute Comment Letter on New Jersey's Proposed Consumer Breach and Computer Security System Rules (pdf)
Date: June 11, 2007 Institute Letter on NASD and NYSE Proposals Relating to Business Entertainment Expenses (pdf)
Date: May 31, 2007 Institute Letter to OMB Supporting Department of Labor Proposal on Default Investments (pdf)
Date: May 23, 2007 ICI Letter Urges Rhode Island General Assembly to Revise Captive REIT/RIC Legislation (pdf)