Date: November 8, 2013 ICI Files Letter with SEC Recommending that the SEC Disapprove MSRB Rule G-45 due to continuing Concerns with Proposal (pdf)
Date: November 1, 2013 ICI Comment Letter on OFR Asset Management and Financial Stability Study (pdf)
Date: October 30, 2013 ICI Submits Comment Letter on Credit Risk Retention Re-Proposal for Asset-Backed Securities (pdf)
Date: October 17, 2013 ICI Files Letter with SEC Recommending SEC Disapprove FINRA's Proposed Consolidated Supervisory Rules (pdf)
Date: October 17, 2013 ICI and ICI Global Comment Letter on Joint Forum Consultative Document on Point of Sale Disclosure (pdf)
Date: October 10, 2013 ICI and ICI Global Comment Letter on Use of Customer Margin for Recovery of Clearinghouses (pdf)
Date: October 10, 2013 ICI Submits Amicus Brief to the Supreme Court in Sarbanes-Oxley Whistleblower Case (pdf)
Date: September 27, 2013 ICI Comment Letter on Annual Report/Return of Employee Benefit Plan (Form 5500) (pdf)
Date: September 24, 2013 ICI Submits Second Letter Seeking Clarifications on Final Harmonization Rules for Registered Fund Advisers That Are Commodity Pool Operators