Date: February 4, 2013 ICI Letter on SEC's Proposal on Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants (pdf)
Date: January 25, 2013 Compliance with Registration Requirements Under Amended Regulations 4.5 and 4.13(a)(3) (pdf)
Date: January 24, 2013 ICI Comments on FSOC's Proposed Recommendations for Money Market Fund Reform (pdf)
Date: January 15, 2013 ICI and ICI Global Comment Letter on FSB Proposed Policy Framework for "Other Shadow Banking Entities" (pdf)
Date: January 14, 2013 ICI Letter in Response to FSB Consultation on Securities Lending and Repo Markets (pdf)
Date: January 14, 2013 ICI Letter on CFTC's Proposal to Enhance Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations (pdf)
Date: December 28, 2012 Application of NFA Rules to Registered Investment Companies Unable to Rely on CFTC Rule 4.5 and their Advisers (pdf)
Date: December 20, 2012 ICI Comment Letter on MSRB Proposed Rule G-45 and Form G-45 to Collect Data on 529 Plans (pdf)
Date: December 7, 2012 ICI and ICI Global's Comment Letter on ESMA's Consultation on MiFID Remuneration Policies (pdf)