Date: December 17, 2011 Institute Letter to Department of Labor on Issuance of 408(b)(2) Final Regulation (pdf)
Date: December 7, 2011 Institute Comment Letter on FINRA's Proposed Amendments to Advertising Rules (pdf)
Date: November 7, 2011 ICI Files Comment Letter on SEC Notice of Proposed Rulemaking on Treatment of Asset-Backed Issuers (pdf)
Date: November 7, 2011 ICI Comment Letter on SEC's Concept Release on Funds' Use of Derivatives (pdf)
Date: October 3, 2011 ICI Letter on ESMA Consultation on Guidelines for Systems and Controls in a Highly Automated Trading Environment (pdf)