Date: January 27, 2017 Operational Considerations of the DOL Fiduciary Rule for Accounts Held Direct-at-Fund (pdf)
Date: January 27, 2017 Operational Considerations of the DOL Fiduciary Rule for Accounts Held Direct-at-Fund (pdf)
Date: January 11, 2017 Evaluating Investor Communication Touchpoints in Response to the DOL Fiduciary Rule (pdf)
Date: January 11, 2017 Evaluating Investor Communication Touchpoints in Response to the DOL Fiduciary Rule (pdf)
Date: December 22, 2016 Letter to the Editor, Financial Times: ETFs Are Convenient, Safe and Cheap Already
Date: October 25, 2016 Operational Process Flows and Considerations Related to Dealer/Custodian Resignations in Response to the Fiduciary Rule (pdf)
Date: September 18, 2016 Letter to the Editor, Pittsburgh Post-Gazette: Pennsylvania Wants Your Retirement Account