2011 Operations and Technology Conference
May 4–6, 2011
Washington, DC

The Way Forward with Fund Investors

At ICI's 2011 Operations and Technology Conference held May 4–6 in Washington, DC, sessions addressed timely operations and technology leadership challenges. Video from selected sessions is included below. See all the highlights from the event at the GMM website.

Wednesday, May 4

Welcome and Opening Remarks 

• Greg Johnson
  Chairman, General Membership Meeting Planning Committee
  President and CEO, Franklin Resources, Inc.

 

Chairman's Address 

• Edward Bernard
  Chairman, Investment Company Institute
  Vice Chairman, T. Rowe Price Group, Inc.

 

GMM Policy Forum 

• Timothy F. Geithner
  Secretary, United States Department of the Treasury
• Paul Schott Stevens
  President and CEO, Investment Company Institute

 

Thursday, May 5

Operations and Technology Leadership Roundtable

• Stuart Bowers, Moderator
  Chief Operating Officer, DST Brokerage Solutions
• Robert Adams
  Executive Vice President, National Financial Services
• Gudrun Neumann
  Senior Vice President and Chief Technology Officer, American Century Investments
• Gerard F. Scavelli
  President, Mutual Fund Solutions, Broadridge

 

DTCC and the Fund Industry: Meeting the Needs of Investors

• Donald Boteler, Facilitator
  Vice President, Operations, Investment Company Institute
• Donald F. Donahue
  CEO, Depository Trust & Clearing Corporation
• Ann Bergin
  Managing Director and General Manager, Wealth Management Services, Depository Trust & Clearing Corporation

 

The Operational Impact of Key Regulatory Initiatives

• Jim Volk, Moderator
  Chief Accounting Officer and Chief Compliance Officer, SEI Investment Manager Services
• Mary Corcoran
  Senior Vice President, Invesco Investment Services
• James Waters
  Vice President, Goldman Sachs Asset Management
• Robert Zack
  EVP and General Counsel—Corporate, OppenheimerFunds, Inc.

 

Friday, May 6

Breakfast Session: A Regulatory Update Featuring SEC Chairman Mary Schapiro 

• Mary Schapiro
  Chairman, U.S. Securities and Exchange Commission

 

Intelligent Risk Management: Why It Is Everyone's Responsibility

• Kate Ives, Moderator
  Senior Vice President and Deputy General Counsel, OppenheimerFunds, Inc.
• Robert Baillargeon
  Executive Vice President and Chief Risk Officer, State Street Global Markets
• Deborah Seidel
  Vice President, T. Rowe Price Services
• Robert W. Smith
  Senior Vice President, Franklin Templeton Investor Services