Date: August 23, 2016 ICI Comment Letter on SEC Business Continuity and Transition Planning Proposal for Advisers (pdf)
Date: August 19, 2016 The Evolution of the Financial Intermediary Controls and Compliance Assessment (pdf)
Date: August 18, 2016 IDC/ICI File Comment Letter on PCAOB Proposed Changes to the Auditor's Report (pdf)
Date: August 15, 2016 ICI Submits Comment Letter to SEC on Proposed FINRA Rule Change Relating to the Reporting of U.S. Treasury Securities to TRACE (pdf)