Date: April 28, 1998 Letter to NASAA Re Proposed Examination for Investment Adviser Representatives, April 1998
Date: April 27, 1998 Institute Comments on Agenda for Upcoming Conference on Uniformity of Federal-State Securities Regulation, April 1998
Date: April 13, 1998 Comment Letter on SEC Year 2000 Temporary Rule Proposals for Transfer Agents and Broker-Dealers, April 1998
Date: March 31, 1998 Institute to Participate in First Ever National Town Meeting on Saving and Investing, March 1998
Date: March 27, 1998 ICI Chairman to Participate in First Ever National Roundtable on Saving and Investing, March 1998
Date: March 23, 1998 1998 Mutual Funds & Investment Management Conference: President’s Keynote Address